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NFA Today

Eight Decisions issued on February 3

Registration Overview for Forex IB, CTA and CPO Applicants (updated February 2010)

News,Facts,Actions - Winter 2010

Investor Newsletter - January 2010

2/8/2010
News Releases
NFA permanently bars Colorado firm CFS Capital Management LLC and sanctions its principals

2/8/2010
News Releases
In separate actions, NFA permanently bars futures firms in Puerto Rico and California

2/5/2010
News Releases
NFA bars NY firm Capital FX LLC and its principal

2/4/2010
Regulatory Actions
Victory Investment Management LLC

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Information for NFA Members

Broker / Firm Information (BASIC)

Using NFA's Background Affiliation Status Information Center (BASIC), you can check the registration status and disciplinary history of any firm or individual that conducts business on the U.S. futures exchanges on behalf of the investing public.

BASIC

Online Registration System (ORS)

NFA has developed an Online Registration System (ORS) that allows firms and individuals to register with the CFTC and apply for NFA membership electronically. If you are currently registered, click on the tab below to access ORS.

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Investors can file a customer complaint online using the link below.

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Regulation. Redefined.

Investor confidence is crucial to the success of the futures markets, and the best way to gain investor confidence is to ensure that the highest levels of integrity are demanded of all market participants and intermediaries. National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. futures industry. NFA strives every day to safeguard market integrity, protect investors and help our Members meet their regulatory responsibilities.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.